VERSION 0.5 DTD 032600 SCIENCE FICTION AND LITERARY TRADITION by Thomas D. Clareson PROFESSOR OF ENGLISH, THE COLLEGE OF WOOSTER, WOOSTER, OHIO Although Edwin B. Burgum makes only incidental men- tion of science fiction in his 1965 article, "Freud and Fantasy in Contemporary Fiction," he does underscore what may well be the primary cause for the ever-growing interest in the genre. "The rise of the novel of fantasy," he writes, "is the most noteworthy innovation in present- day fiction throughout the Western world.." 1 Until re- cently, he continues, novelists accepted "the objective existence of society as a common point of reference with their readers, differing only in the technique for the use of valid detail in its presentation." In short, what he calls the "predominant tradition" in modern fiction has sought to achieve a close verisimilitude to everyday life. From its beginnings in the eighteenth century, modem fiction has remained socially conscious. It has confronted society in an effort to dramatize the problems of its times. To do this, whether emphasizing the external world, as did Dreiser, Sinclair Lewis, and DOS Passes, or the in- ternal world" -inner space"-as did Joyce, Virginia Woolf, and Faulkner, its writers have attempted to re- produce in minute detail the quality of experience of the- man-down-the-street in every-town, the world. The result has been to increase concentration upon the analysis of character, creating the convention of psychological realism and producing those critics who would define the novel solely in terms of character analysis. (1) Edwin B. Burgum, "Freud and Fantasy in Contemporary Fic- tion," Science and Society, 29 (Spring 1965), p. 224. Until recently, writes Burgum. For two patterns have emerged in contemporary fiction. On the one band, citing both Heller's Catch 22 and Kafka's The Trial as suc- cessful examples, Burgum points to .those writers who have used "the preposterous" to convey more clearly "a tenable interpretation of the social reality external to the subjectivity of the individual." The word interpretation is the key, for it both denies that an objective, external "reality" has been captured, and implies that the novelist has intentionally created a symbolic construct having value only as it reveals something of .the human condi- tion. On the other hand, as in Kafka's Metamorphosis, some writers have abandoned all "social referent" and .thus have blurred " In addition, whether one insists, parochially, that sd- * James Blish, "Science Fiction as a Movement," More Issues at Hand (Chicago: Advent, 1970), p. 14. 8 Theodore Sturgeon, "I List in Numbers," National Review, 10 March 1970, pp. 266-267. ence fiction "began" with Gernsback, Wells, Verne, Poe, or elsewhere, he must acknowledge that by now at least several generations of authors have written it. If one defines the genre as that type of fiction which results from and reflects, often topically, the impact of scientific theory and speculation upon the literary imagination and, therefore, the effect of science upon peoplehe must recognize that each of those generations will write in its own idiom and manner of the visions and nightmares which beset it. Literary form and content never remain static. For example, much has been written of science fiction as a literature of prophecy. Arthur C. Clarke is one of those who has called its tone essentially optimistic. De- spite the skepticism with which such men as Wells re- garded the concept of progress, science fiction assumed its identity as a separate genre among those writers who had a clear vision of the millennium that sciencetech- nologywould lead man to. They celebrated the inven- tions of the late nineteenth century and extrapolated new developments from them; they sought the "ultimate metal," the "ultimate energy," and, ironically, the "ulti- mate weapon" which would be so terrible as to make all war impossible. Seventy, eighty years later such a central vision is largely untenable. If one doubts this, let him see the film shown at the New York World's Fair in 1939 predicting what the city of 1960 would be like. If he is young enough, he may laugh at such mistaken visions; if he is older . . . Other examples, such as the evolution of the motive power and destination of space flight in the stories, could be cited. The result has been an ever-increasing diversity within the genre. What past writers have done is never lost or forgotten; it is re-combined, given different emphasis, fused with new materials as current writers shape it to express their own visions and nightmares. Instead of la- menting the appearance of "different" stories or bemoan- ing the demise of science fiction because one's favorite kind(s) of story no longer dominate the genre, one should realize that the "yeasting" now going on gives science fiction a fresh complexity, a fresh vitality. Perfiaps nowhere is the present diversity more vividly shown than in the fiction nominated for the 1970 'Nebula Awards. It shows how variously long-established motifs can 'be handled, and it shows how differently individual authors can use the same materials. The nominations for the best novel are as follows: Compton, D. G. The Steel Crocodile (Ace Special). Lafferty, R. A. Fourth Mansions (Ace Special). Niven, Larry. Ringworld (Ballantine Books). Russ, Joanna. And Chaos Died (Ace Special). Silverberg, Robert. Tower of Glass (Galaxy, Scrib- ners). Tucker, Wilson. Year of the Quiet Sun (Ace Special). Of the six Larry Niven's Ringworld best represents the "classic" science fiction story in that it is structured around a space flight and the exploration of a hitherto unknown world. While the motifs of impending catastrophe and association with alien races inform the narrative, once the protagonist and his companions crash upon the "planet," the novel focuses upon their efforts to explore and to escape from it. Niven has created one of the most unique worlds within the genre. An unknown race has engineered an "aitifact": a solid ribbon of matter ninety million miles in radius, some six hundred million miles in length, a million miles wide, circling its own sun. (One speculates that he has extrapolated from the concept of a space plat- form.) Its civilization has fallen into barbarism. Ring- world is, finally, an adventure story, potentially epic in scope. Surely he cannot abandon it after a single novel; it begs for sequels that portray its creation and the rise and fall of its civilization. Wilson Tucker's Year of the Quiet Sun exemplifies the dyatopian motif, gaining its terror from a projection of today's headlines. Its protagonist, a black demographer though his race is not clarified until near the end of the bookis recruited by a government agency to be one of three using a Time Displacement Vessel to enter the near future in order to gain needed data. The project is di- rectly responsible to the president; politics misuses science when he insists the three learn if he is to be re-elected in 1980. Thus begins a series of time-hops, finally placing the protagonist on the other side of the millennial year 2000, which reveal an America torn by racial confliot and atomic holocaust, reduced to barbarism in part because twenty million men were "lost or abandoned" on diverse battlefields throughout the world. The story is told against the backdrop of a book written by the protagonist: From the Qumran Caves: Past, Present, and Future, in which he has given apocalyptic interpretation to a 'scroll which he calls Eschatos, "The End of Things." D. G. Compton's The Steel Crocodile also centers upon a government agency, the Institute, a computer center analyzing and synithesizing data from, seemingly, all walks of life. But if one had not identified him with sf from previous titles, one would compare The Steel Crocodile to the novels of such men as C. P. Snow and Nigel Balchin, for it is much like their works in tone and man- ner. In its concentration upon character and familiar setting, it approaches the tradition of verisimilitude more closely than does any of the other nominees. It is time- less: it could occur in the futureor tomorrow. For it explores the theme of the responsibility of the scientist. Although mystery, murder, and conspiracy are present, they are played down. Only gradually does one learn the extent to which the Institute indulges in social engineer- ing, always implying that it keeps before it such ideals as stability and peace. The climactic action occurs after the Dileotar reveals Ubait his special project seeks to "de- termine the precise quality of spiritual teaching that would satisfy our present day ethos" so that the com- puters can create a "relevant Messiah" (p. 171). This leads Compton to a final irony which is a commentary perhaps applicable to both revolution and order. What he gains by portraying a familiar society and set- ting closely resembling "our ordinary world of reality," Joanna Russ gains by emphasizing the subjectivity of her protagonist, though he is far from an everyman. Telep- athy and teleportation have long been standard devices in science fiction, but in And Chaos Died, Miss Russ con- centrates upon the quality of her character's feelings as he learns and masters those arts. She uses his experience as a means of criticizing society. He gains these abilities while marooned on a seemingly idyllic planet, and then returns to wander an over-populated, chaotic earth made more meaningless because he can enter the brutal, moronic miadlessness of its iahabitants. More fully and more obviously than any of these four titles Robert Silverberg's The Glass Tower illustrates how well traditional science fiction materials can be adapted to symbolic statement. To frame the central action, he relies upon the theme of communication with aliens; in this case monitored radio signals cause the protagonist to begin construction of aglass tower in the Arctic, from which he can more easily reply to the far-distant aliens. He is also the sciemtist-mdusitrialist who mastered the synthesis of DNA, thereby creating a race of androids to provide the world's labor force. His son is the lover of an android woman, an affair to be regarded as an obscenity, a lowering of standards, if known about. Here it provides the narrative device to penetrate the public image as- signed to the androids. On the one hand, the Android Equality Party strives to gain seats in the World Con- gress, thereby obtaining at least a token of equal rights. Thus does he dramatize the racial struggle of contem- porary America, as he did in his fine short story. Sun- dance (F&SF, June). On .the other hand, itfae son learns that the androids have farmed a religion in which his father is god. They pray and wait for the day when he will redeem them so that the "Children of the Vat" are equal to the "Children of the Womb." Politics and re- ligion oppose one another, but the dream of the androids is shattered when one of their leaders learnsthrough a brief exchange of mindsthat the protagonist refuses the role of God, refuses his responsibility as creator. To him, the androids are things to be used. Revolution follows. When the protagonist surrenders his powers to his son and flees by spaceship toward the distant galaxy in order to fulfill his obsessive desire to communicate with the aliens, another symbolic level is completed. One must read it as the statement that god is dead, that god has fled from his oreatures, leaving them to thear own devices and those of their masters. Like Russ and Silverberg, R. A. Lafferty employs the idea of penetrating another's mind in Fourth Mansions. In this instance a group indulges in "mind-weaving" the amplifying and projecting of psychic power. They wish to induce a new human evolution, to cause their own mutation into supermen, so that man can attain a higher spiritual level. The old motif of alternate, co-existent worlds is also introduced. But these merely give Lafferty a point of departure as he weaves a tapestry of symbolism that draws finally more upon myth than upon science to dramatize the eternal struggle between good and evil. The core of the story retells the Parsifal legend, that of the foolthe innocent onewho resists temptation, gains wisdom through suffering, and thus may assume guardianship of the Grail. Lafferty creates four groups: the mind-weavers misuse their science (their leader is a biologist); a group, long-lived if not immortal, evokes the sense of demons who intrude evilly into the affairs of men; a nascent dictator, protesting that he works for the good of man, would reduce them to automata if suc- cessful; and a preternatural Christian brotherhood plays the part of the Knights of the Grail. Lafferty employs an elaborate system of animal 'imagery to identify the groups and evokes a general feeling for medieval myth in par- ticular. Withdraw any part of his tapestry and the work collapses. He has acheived a richly textured fantasy. Such, then, are the nominees for best novel. From the quiet realism of Compton through the potentially epic adventure of Niven to the symbolic statement of Silver- berg and 'the fantasy of Laffertythey serve as an index to the diversity of the field and show how deliberately writers are now experimenting with traditional sf. ma- terials. They are trying to escape the literal story. The same diversity and experimentation may be seen in the other nominations for the Nebula Award. These are as follows: Novella: Anderson, Poul. "The Fatal Fulfillment" (F&SF, March). Blish, James. "A Style in Treason" (Anywhen). Ellison, Harlan. "The Region Between" (Galaxy, March). Leiber, Fritz. "Ill Met in Lankfamar" (F&SF, April). Simak, Clifford. "The Thing in Stone" (If, March). Wilhelm, Kate. "April Fool's Day Forever" (Orbit 7, edited by Damon Knight). Novelette: Disch, Thomas. "The Asian Shore" (Orbit 6, edited by Knight). Ekiund, Gordon. "Dear Aunt Annie" (Fantastic, April). Jones, Gerald. "The Shaker Revival" (Galaxy, Feb.). Lafferty, R. A. "Continued on Next Rock" (Orbit 7). Russ, Joanna. "The Second Inquisition" (Orbit 6). Sturgeon, Theodore. "Slow Sculpture" (Galaxy, Feb.). Short Story: Dozois, Gardner R. "A Dream at Noonday" (Orbit 7). Hamson, Harry. "By .the Falls" (Galaxy, Jan.). Lafferty, R. A. "Entire and Perfect Chrysolite" (Orbit 6). Laumer, Keith. "In the Queue" (Orbit 7). Sallis, James. "The Creation of Bennie Good" (Or- bit 6). Wilhelm, Kate. "A Cold Dark Night with Snow" (Orbit 6). Wolfe, Gene. "Island of Doctor Death and Other Stories" (Orbit 6). As with the novels, so the shorter pieces run the gamut of tone and narrative technique. Gardner Dozois's "A Dream at Noonday" is basically "realistic" in tone as it presents the memories of a young man at the moment of (or after?) his death in Vietnam. James Blish's "A Style in Treason" has all the trappings of a "classical" tale of interplanetary "intrigue but becomes a character study. Kate Wilhelm's "A Cold Dark Night with Snow" distorts chronological order to gain its effect. James Sallis's "The Creation of Bennie Good" makes use of interior mono- logue to provide a glimpse of madness. Several of the writers employ an unexpected point of view in dealing With very familiar materials. For example, although Kate Wilhelm splits the narrative focus between a husband and wife, the entire inovement of the story is controlled by the woman who is obsessed with the loss of her two babies. Without her it could become just another story dealing with .the struggle for the means to attain im- mortality; with her it moves from seeming madness and hallucination to the discovery of the doctor's plot. Such movement adds to the horror of the "reality" because it keeps before the reader the murder of the babiesthat is, the degree to which the plotters will go to gain their ends. Joanna Russ's "The Second Inquisition" also succeeds primarily because of its point of view. The narrator, using the first person to gain immediacy and authority, recalls "our visitor"a boarderwhom she knew as a child, and leads the reader from 'the familiar to the moment when, from the future, 'the Morlocks who are rebels against the Trans-Temporal Military Authority confront that visitor. But the reader has learned that the young girl does "get mixed up, yes?"and that she is an avid reader of fantasy. Did the events truly occur, or are they the product of her imaginaitlion? Miss Russ assures the uncertainty with her last 'line: "No more stories." In addition, the story is rich in literary associations, from the mirror as doorway (recalling Lewis CarroU's Alice) to the employment of Well's Eloi and Morlocks. Those names take on new di- mensions, however, for the Eloi seem to refer to the pres- ent-day world, while the Morlocks are very unlike Wells's creatures of a demonic underworld, at least in appearance. In "The Island of Doctor Death and Other Stories," Gene Wolfe also centers upon a child who reads fantasy. But whereas Miss Russ chooses to end "The Second In- quisition" on a note of ambiguity, calling into question the reliability of the narrator, Wolfe moves in an opposite direction. Stressing the here-and-now to gain a sense of the immediate, he blends together three elements: the text of the fantasy that the boy is reading (there was, incidentally, a pulp magazine called Dr. Death), the boy's easy identification of the characters in that story with people around him, and the events in the "real" world which the boy sees but does not comprehend. Wolfe's early emphasis upon the isolated setting and the private world of the boy blurs the distinction between fantasy and reality, but the movement of the story underscores how mannered and innocent the horror of the fantasy is in comparison with the horror in the real world. Lafferty, too, distorts time and space in "Continued on Next Rock," as he does even more noticeably in "Entire and Perfect Chrysolite." The two stories, however, which free themselves most completely from any chance of a literal reading are Keith Laumer's "In the Queue" and Harry Harrison's "By the Falls." Indeterminate time and indeterminate place, as Rudolph Schmeri has pointed out, B are two essential ingredients of fantasy. Both Lau- mer and Harrison achieve a timelessness and, despite Har- rison's attention to mood-creating physical detail, a place- lessness. Freed from the need to construct or duplicate a world, both stories may concentrate upon the action upon what happens. So grotesque is the situation in "In the Queue" that one realizes at once it must be read as a symbolic statement. In contrast, though the situation is unfamiliar, not until the characters jn "By the Falls" cannot read the message does one realize fully that the story exists only as symbolic statement. Both, then, find their significance as metaphors of 'the human predicament. When such diversity of subject matter and treatment is compressed into the small number of stories nominated for the Nebula Awards, one realizes what a state of flux the genre is in. It is not the first time, nor will it be the last. Taken in the larger context of Burgum and Steven- son, .the variety suggests that writers are deliberately ex- ploring the parameters of science fiction perhaps in an attemptsuch as James Blish called forto rejoin sf to the main literary tradition. In the United States in this century a number of problems have beset science fiction, among them the academic and critical attitude toward popular literature, the mode of publication at least during the 1930s and 1940s, and, unlike Europe, the critical re- fusal to accept fantasy as a literary tradition equal to that of realism. As a result of such problems as these, often forced upon the genre by external circumstances such as the anti-scientific stance of the literary establishment early in the century in particular, science fiction has fiercely Rudolph B. Schmeri, "Fantasy as Technique," Virginia Quar- terly Review, 43 (Autumn 1967). pp. 644-656. asserted its own identity. Many of its popular critics have concentrated upon those characteristics which would make it distinct and separate from other forms of fiction. For example, plausibility and extrapolation along prob- able lines of development have been set up as gov- erning principles in an effort to keep it apart from tradi- tional fantasy with its reliance upon the supernatural. Something of these problems may be reflected in the se- lection of the Nebula winners. Those winners are as fol- lows: NOVEL: Larry Niven, Ringworld. NOVBLLA: Fritz Leiber, III Met in Lankhmar. NOVELETTE: Theodore Sturgeon, Slow Sculpture. SHORT STORY: No award. At first glance these selections might seem an attempt to reassert and recognize "classic" parameters for science fiction. If this were so, it could be interpreted as a con- servative reaction against the experimentation taking place in the genre. But a closer examination of the winners should show anyone with this idea in mind that it is simply not true. Niven's Ringworld incorporates familiar themes and holds the potential of adventure on an epic scale, yet what makes it noteworthy is his creation of one of the most unique worlds portrayed within the genre. The Ringworld, that ribbon of transmuted matter, whether accomplished by engineers or medieval magicians, is not plausible, nor is it probable that in searching the galaxies man will encounter such an artifact. Thus it may be judged one of the most fantastic worlds ever imagined. Theodore Sturgeon's "Slow Sculpture" deals with the familiar image of the scientist-m-advance-of-his-times, but with a difference, for Sturgeon's protagonist is dis- illusioned with, self-exiled from, a world that will dis- regard or misuse what science can do for. it. Into this revelation he weaves the image of the bonsai tree, whose slow sculpture may be read in reference both to the char- acter and the world which he loathes. Fritz Leiber's "III Met in Lankhmar" provides a crucial episode in a long- continuing series dealing with the potentially mythic world of Nehwon. It reminds one of Dumas pire or fils; it is fantasy. Even among the newly growing community of aca- demic critics, there will be .those who will object strenu- ously to this emphasis upon the close relationship of fantasy and science fiction. Some do so upon ideological grounds; others call for some new aesthetic with which to evaluate a literary form which they insist is uniquely con- temporary. If these attitudes prevail, then science fiction will remain fragmented from 'the literary tradition, and many of the same problems which have dogged it for so long will continue to do so. What is needed is the per- spective to recognize it simultaneously as a distinctly separate genre having a literary history at least a century old 'and as a peculiarly modern form of 'that broad, vari- ous tradition of fantasy which is as old as humanity. With non-specialist writers turning increasingly to the novel of fantasy, with science fiction writers expanding the limits of the genre, and with the new academic concern for popular literature, conditions seem ripe for the end of an unnecessary exile. Science fiction may well possess the manner and idiomperhaps one should speak of these in the pluralto give the most telling symbolic illumination to 'the complexities and absurdities of the present-day, technologically oriented society, as Verne and Wells, Huxley and Orwell, Zamiatin and Capek did, for example, when they gave literary form to their visions of the effects of science upon humanity. What else besides visions and nightmares is literature about? THE COLLEGE OF WOOSTER APRIL 1971